The SEC and Dodd-Frank After One Year
368 Law College Building
Sponsored by the Business Law Section of the State Bar of MichiganFriday, October 14, 2011
- Join your colleagues in examining current issues in securities regulation
- Receive updates from the Securities and Exchange Commission and the Financial Industry Regulatory Authority
- Hear from leading experts in securities law and securities litigation
Please Register by October 7, 2011Registration fee: $125, including refreshment breaks and lunch. There is no conference fee for students; however, students who wish to attend the lunch will be charged $15.You may register by:Phone 517/432-6955
Online at http://www.law.msu.edu/securities/
(Payment by credit card)If you have questions, special needs, or disabilities that require specific aids or services during the Institute, please call 517/432-6955.Course Agenda8:00–8:45 a.m.8:45–9:00 a.m.9:00–10:00 a.m.10:00–11:10 a.m.11:10–11:20 a.m.11:20 a.m. – 12:20 p.m.12:20–1:45 p.m.1:45–2:45 p.m.2:45–3:00 p.m.3:00–4:15 p.m.
| Registration |
| Welcome from Dean Joan W. Howarth
|
| Developments in Broker-Dealer and Investment Adviser Regulation Since Dodd-Frank
|
| SEC "Transactional" Hot Topics Arising out of Dodd-Frank
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| Break |
| SEC Enforcement Issues Arising Out of the Financial Crisis
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| Lunch and Guest Speaker |
| Insider Trading Update
|
| Break |
| Broker-Dealer Arbitration and Litigation Update
|
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To request an interview or find a speaker, please contact: press@honigman.com